Job Title

Manager, IT Regulatory Compliance and Reporting Requisition ID: 256461 Salary Range: - _Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidateu2019s relevant knowledge, skills, and experience._ Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabanku2019s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future Purpose This role will serve as a Manager in the Technology Governance Office, assisting the regulatory compliance oversight and reporting function for Global Banking and Markets Engineering (GBME) U.S. This role assists the technology department in complying with regulatory obligations and relevant reporting (e.g., management/risk committees and Board). Contribute to the overall success of U.S. Technology for Global Banking and Markets by ensuring specific individual goals, plans, and initiatives are executed/delivered in support of the team's business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. What Youu2019ll Do u2022 Supports the IT Regulatory Compliance Oversight and Reporting Senior Manager in advising IT on requirements to comply with regulatory obligations, as well as obligation and control mappings u2022 Assist with monthly/quarterly reporting related to regulatory initiatives and topics the department is obligated to report or escalate. u2022 Review content prepared by technology subject manager experts (SME) and offer feedback for improvement prior to committee submission. u2022 Assist in maintaining a calendar of regulatory and IT commitments. u2022 Support the coordination of securing confidential supervisory information (CSI)clearance for contractors, including tracking clearance status and maintaining an accurate inventory of CSIu2011cleared resources for management and regulatory reporting u2022 Assist IT teams in adhering to policies, frameworks, standards and guidelines through active engagement, guidance and counseling. u2022 Assist in monitoring changes in relevant regulations and internal policies and proactively communicate updates to impacted IT teams to ensure ongoing awareness and compliance. u2022 Work closely with the Exam and Issue Management team to review compliance with obligations as part of exam readiness/preparation. u2022 Collaborate with technology SMEs and Business Risk Management to ensure regulatory-based controls are adequately documented and maintained, reviewing for quality assurance. u2022 Ensure governance is in place during meetings and that decisions are properly minuted. Escalate risks as necessary. u2022 Understand how the Banku2019s risk appetite and risk culture should be considered in day-to-day activities and decisions. u2022 Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabanku2019s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk. u2022 Champions a high performance environment and contributes to an inclusive work environment. What Youu2019ll Bring u2022 Proficient in MS-Office productivity applications u2022 Excellent judgment and organizational skills u2022 Excellent writing and oral communication skills u2022 Ability to prioritize and work simultaneously on various tasks, independently and to completion u2022 Attentive to detail u2022 Candidates should have knowledge or experience (4+ years) in one of the following areas: - Regulatory Compliance (e.g., FFIEC Guidelines, NYS DFS, FRB NY, FINRA) - Technology (e.g., IT Asset Management, Software Currency, Cybersecurity scanning) u2022 Bacheloru2019s degree in related field required u2022 Demonstratable experience with Regulatory Compliance or Reporting u2022 Experience with IT within a financial institution, a plus u2022 Advanced in Excel and PowerPoint presentations Interested? If your experience is closely related but doesnu2019t align perfectly with every qualification, we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. Thatu2019s why we work to grow and diversify talent and engage employees in a performance-oriented culture. What's in it for you? Scotiabank wants you to be able to bring your best self to work u2013 and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs. #Dallas #GBM Location(s): United States : Texas : Dallas Scotiabank is a leading bank in the Americas. Guided by our purpose: